A custodial agency account allows individuals to retain control of the management of their investment portfolios, while taking advantage of the expertise a trust company can provide by retaining custody of their assets.

A custodial account can be altered or terminated at any time and remains under your complete control. A custodial account is created without granting investment authority to Northwestern Mutual Wealth Management Company.

A Specialist is appointed to oversee your account and ensure that your wishes are met. Your specialist will:

• Oversee dividend and interest collection.
• Notify you of corporate actions that may affect account assets.
• Performs required tax reporting and filing.
• Works with our investment managers to execute securities transactions.

A custodial agency account with Northwestern Mutual Wealth Management Company provides valuable services that alleviate some of the burden of managing a complex investment portfolio. You receive one statement for all assets showing income, receipts and disbursements. Your Specialist works on your behalf and Northwestern Mutual Wealth Management Company performs a variety of administrative functions, while providing for the safekeeping of your assets.